CIVIL  EMERGENCIES
PLANNING   MANUAL

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5.      MANAGING A RESPONSE

Annexes following this chapter: click to go direct to the Annex

A5 - Liaison Meetings

B5 - Organisational Diagram Activation

C5 - Organisational Diagram: Executive Structure

D5 - Organisational Diagram: Composition of a Major Incident Management Team

       E5 – Suggested Organisation of an Emergency Rest Centre Crisis         Management team 

      F5– Activation sheet

      G5– Activation example

      H5 – Sample Log Sheet

 

5.1.     Due to the potential welfare needs of people involved in major incidents, it is very likely that social services will have a role to play early on. This may even be before the involvement of the emergency services and extending well beyond the withdrawal of other services.   Social services thus needs to evolve effective management structures to deliver what is required as the major incident unfolds. Their efforts need to be appropriate to the needs of emergency services and other relevant organisations. This can only be achieved through liaison designed to secure the co-ordination and integration of social services department functions, within the larger local authority and emergency services plans.

 

The Routine Stage:

5.2.     During this stage the main activities are:

Liaison

Planning

Training

Exercising

Updating

Liaison:         

Co-ordination is the cornerstone of an efficient response and liaison makes co-ordination possible. Most liaison should take place before a major incident occurs.  –‘Dealing with Disaster’ commends the establishment of a Strategic Co-ordinating Group in each area to provide a high level co-ordination of the relevant organisations. It will normally be a police responsibility to establish and chair the Group. The membership would usually include a nominated senior member from each statutory agency involved in the response.  Each member must be able to make executive decisions in respect of resolutions within their agency and have the authority to seek the aid of other agencies in support of their role. The Strategic Co-ordinating Group provides the focus for communication to and from the Lead Government department and would usually be located at Police Headquarters or a pre–planned location away from the disaster area. The objective is to build up a detailed, mutual understanding of the roles and functions of all the organisations which could be involved in a major incident and to build an appropriate liaison and communication at all stages of mutual operation.

Planning:

Not only provides for the functions outlined under liaison, it also seeks to put in place organisational structures, which will enable the procurement and management of departmental resources.

Training: 

Lays out the roles tasks and functions, additional knowledge and skills required during a major incident. (See section 11). The objective of training is to actualise policy as that has been defined through liaison and planning processes.

Exercising:

Brings planning and training to life in a way that can’t be reproduced by any other means (short of a real emergency). Details can be modified and shortcomings ironed out at relatively low cost. “Paper” exercises and those concentrating on particular aspects of the plan (e.g. communications) are valuable but full activation of the plan is most beneficial! A plan cannot be said to be complete until it has been rigorously tested in a full rehearsal.  The objects of exercising are:

·           to demonstrate that the plan will work

·           to build confidence in it

·           to discover and rectify shortcomings

·           to reinforce training through experience

Updating:

Takes place following from exercises, new directives or arrangements. It is particularly important to update contact and resource lists. The objective of updating is to maintain a live plan, which will work at any moment, despite the many changes departments undergo. It is essential that an officer has overall responsibility for Co-ordinating; this involves overseeing the development and maintenance of the plan. The tasks of liaison, planning, training, exercising and updating may require a small task force of officers to share the load.  It could be useful to include in job descriptions, some of the tasks and functions needed in planning and running responses to major incidents.

 

The Pre-Impact Stage

5.3.      Effort is directed at the containment of the situation and an avoidance of the crisis stage. The local authority may be directing operations (e.g. flooding). In other circumstances (e.g. contamination of food) decision-making is likely to rest with a Government Department. Where there is an active crisis, when lives need to be saved, people moved or rescued, the police assume command (unless fire fighting or rescue is required in which case the Fire Service takes over until completion of the task).  Irrespective of where the ultimate command function lies the SSD operates under the authority of the Chief Executive, through liaison with the Local Authority Emergency Centre (unless other arrangements have been agreed in advance.

 

The Crisis Stage:

5.4.     In the crisis stage the main activities are:

·        Stand-by Activation

·        Resource management

·        Management and liaison

Stand-by Activation

The principle of ONE point contact should be adopted for each authority. This means that the alerting message should usually come from that source to social services, thus preventing confusion (this fits with the cascade principle). The police would normally contact the local authority and the local authority point of contact is usually the Emergency Planning Officer who will pass the message on to key services. If one of these is Social Services then the departmental Duty Manager receiving the response will in effect be the Contact Officer for the immediate emergency phase. This means that the officer has to:

·        initiate a log and ensure that sufficient information is received about the overall situation

·        the nature of the tasks that may be required

·        the location of the rendezvous point and where a specified route may be taken to the same.

Officers need to take responsibility for resources, which consist of

·        Physical and personnel resources (other than admin

·        Information, communication and admin resources

The Co-ordinator heads up a small team of officers who together have responsibility for:

·        activation

·        resources (physical and informational)

·        clerical support

The allocation of roles within the team will depend on local needs and resources. His team is in effect the Major Incident Management Team (MIM Team) and the officers involved have the following priority tasks:

a.      to assimilate information about the emergency thus  enabling decisions to be made within pre-agreed areas of responsibility;

b.      to consider whether extra unanticipated developments justify a social services response;

c.       to ensure liaison to attain these ends;

d.      to liaise with and make reports to elected members;

e.      to liaise with the Social Services Inspectorate;

f.        to task officers to provide information and resources as required;

g.      to consider if a multi-authority  response is required;

h.       to consider whether the MIM Team needs to add more officers, perhaps with specialist skills/knowledge (for instance interpreter skills);

i.        to define objectives and arrange briefing meetings to transmit these quickly and effectively to operational staff;

j.        to monitor the operation of the response and its impact on other services;

k.       to consider whether the activation of Networking is required;

l.        to record all significant events and decisions by means of personal logs and minutes of meetings.

 

Resource Management

Activation calls for an immediate deployment of resources, all such requests and deployments should be logged. It is important to note that adequate records of action taken will be required in the event of legal investigation such as an official Inquiry. The task should be managed by the MIM Team (unless the situation demands rapid deployment – for instance the Police may require immediate access to rest centres). Officers need to be identified who will take responsibility for obtaining resources, in effect Social Services is viewed as a resource pool – as in normal times – so special plans need only be made if normal arrangements are not sufficient. If special plans are needed they should be made in an order of priority compatible with creating a coherent departmental plan.

The planning objective is to identify the contact /source which can be relied upon to provide all necessary resources. This contact would usually be an officer who normally has responsibility resources in the organisational structure. The relevant officers must then decide:

a.      Access arrangements – especially during the silent hours;

b.      Whether they retain responsibility for emergency resource provision;

c.       Whether they should delegate;

d.      Whether extraordinary provision needs to be made and what the implications of this are.

 

Liaison

During the period of crisis the command structure and the nature of liaison contacts and tasks required, may pass through three phases:

a.      In the Emergency phase – during which the police are in command – liaison will be through the Local Authority Emergency Centre. (See Annex for an organisational diagram of the suggested organisation of an emergency centre crisis management team)

(Note: there is no function at the incident scene of Forward Control Post for local authority staff, unless called forward to assist with the operations).

b.      In the Recovery phase the Chief Executive will be in command leading the Strategic Co-ordinating Group. They need not be located at the Emergency Centre and can meet as an when required;

c.       The rehabilitation phase begins as the effort concerned with the repair of physical environment withdraws, leaving the personal and social support of the victims as the predominant task. The task is directed by the team responsible for Welfare Co-ordination, chaired by the Director of Social Services.

 

Recovery

5.5.   This is the longer-term phase lasting possibly as long as two years, depending on the nature and the scale of the crisis. As an initial phase of emergency intervention to secure the welfare and safety of victims recedes the tasks of the longer-term rehabilitation phase begin to predominate. Measures taken in this phase will be deliberate and aimed at the medium to long term. During this phase the main activities are:

·        Assessment

·        Resource procurement

·        Information and publicity

·        Welfare support and advice

·        Counselling

Assessment:

The work of the SSD Core Crisis Team (who provide a rapid initial response to a major incident) will continue into this phase. Although much of their work will focus on supporting and enabling victims to come to terms with their experience, a major aspect will also involve recording, assessing and quantifying the size of the problem – vital for planning for the longer term. Recruitment and training for the longer term should be left until this time, as pre training for this phase would be wasteful unless the exact characteristics of the problems and affected population are known.

Information and publicity:

See Section 8: Information, Communications and the Media

Resource Procurement:

This will continue via the MIM Team

Welfare Support and Advice:

This is dealt with in detail in Section 8: Information, Communications and the Media and Section 9: Evacuation, Sheltering and Registration

Counselling:

This is dealt with in detail in Section 7: Staff Care and Consultancy and Section 15:1 Helplines.

 

5.6.     Elected Members

Elected members need to be informed of the names and contact numbers of key officers of the MIM Team and the leader of the Core Crisis Team (i.e. rapid initial response team).  Where an Emergency Committee of the Elected Members is established, Members need to be:

·        kept informed and consulted;

·        to raise the political will and support;

·        Provide political momentum to direct resources from other authorities;

·        Provide approval for expenditure;

·        Take action on behalf of the authority

Such a Committee may include members with Social Services responsibility. Depending on each Local Authority’s procedures members may be involved in decisions regarding the release of extra emergency. But decisions about setting up a Disaster Fund will be taken be the Chief Executive and Leader of the Council taking account of the extent of casualties, public reaction and the availability of unofficial funds. In the event of a telephone help line being established members need to be informed of it’s number immediately in case they have to deal with the press or public.

 

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ANNEX A/5

LIAISON MEETINGS TO BE CONSIDERED

Within the Social Services Department:

Social Services Department planning group to initiate, co-ordinate and develop planning

Personnel Section

To review implications

Administration

Roles, expectations, resources

Training

General issues

Management training

Crisis training

Help line management

Rest centre management

Administration

Volunteers long term support training elected members.

Transport

To define roles

Finance

 

Social Services staff

General information giving

Hospital social services staff

Designated support staff

 

Within the Local Authority:

Chief Executive

To agree roles across LA departments and Social Services role in particular.

Chief / County Emergency Planning Officer

Pivotal role in planning

CIMAH sites

Knowledge of resources

TO PRE-EMPT OTHER MEETINGS

Transport

To define roles

Finance

 

Press office

Role to be played

Links with local/national press, TV, radio

Housing

To define roles

Education

To define roles

Teachers

Information sharing

training

Legal Department

Library service

Information to the public

Outside bodies

Police

Call-out arrangements

Expected role:

·        Casualty / relative reception centres

·        Volunteer reception

·        Rest centres – evacuation registration

·        Casualty Bureau – information sharing

 

Health – Primary Care Trusts / Strategic Health Authorities

Joint Planning

Implications of Modernising the Health Services

Psychological Services

Roles & Expectations

GP’s

Information sharing

Joint Emergency Executive Committee

Access to Volunteers

Agreements on roles and expectations:

·        Some volunteers have priority commitments to emergency services

Voluntary Organisations

Individual meetings to agree roles.

Central Office of Information (Manchester)

Has a role to play vis a vis public service organisations. Access may be through Press Office.

Religious Leaders

To agree roles, call out

Other Social Service Departments

Co-ordination – networking

Topics which need to be considered:

Publicity / public information

·        Drafting / printing

Telephone help lines

Welfare rights advice

Interpreters

Accommodation of Social Services Dept. emergency function:

·        Appropriate locations

·        Appropriate resources  

 

 

***ANNEX B5 is in a separate Word file: click here to go to it***

 

                              ANNEX C5

 

ORGANISATIONAL DIAGRAM:  EXECUTIVE STRUCTURE

 

OFFICER WITH RESPONSIBILITY                  OFFICER WITH RESPONSIBILITY

FOR RESOURCES                                            FOR INFORMATION                 

 

Location: HQ                                                         Location: HQ

Task: Access resources as required.               Task: access information resources

                                                                                    as required.

 

Accommodation                                                   Communications

Rest Centres                                                         Telephones       

Staff marshalling/briefing point                            Key personnel

Help line                                                                 Key locations               

Core Crisis Team                                                 Info collation

Relative’s waiting area                                        Documentation

Drop-in                                                                  Computers

Media                                                                    Clerical support

Food                                                                      Public info.

Clothing                                                                 Help lines

Administration                                                      Leaflets

Finance                                                                 Access to –

Voluntary organisations                                              News Media

Volunteers                                                                    Local radio

Religious leaders                                                        TV

Interpretation services                                         Post Office

Other LA departments                                        Briefings

Legal Department                                               Liaison

Personnel                                                             Police/CB.

Networking                                                          All involved

Advice / consultancy                                          organisations.

Training                                                               Commercial

Staff Welfare                                                      Health

Hospital SW team                                              Education

Health liaison                                                     Housing

                                                                              EPU    

                                                                                                 

*** ANNEX D5 is in a separate Word file: click here to go to it***

 

*** ANNEX E5 is in a separate Word file: click here to go to it***


ANNEX F5

 

Activation

The CASCADE SYSTEM the most widely used method of call out. The basic notion is that communication will flow down the response structure with each organisational level alerting the one below it. This involves each person in the callout chain in the minimum amount of call out activity, allowing them to concentrate on their role. It is therefore vital to establish a call out routine, which will ensure a rapid response at all times so that the department can swing into action.

The cascade system can run into problems if there are gaps in the call out chain so it is necessary to build in some fail safe mechanisms. It will be essential to have a list of replacements for officers who cannot be contacted or are unable to respond.  It may be advisable to design the system so that each link within it receives more than one call. It may also be advisable to task one person at headquarters to double check that all the intended call outs have been achieved and find replacements where necessary.

The system can only be effective and cope with missing links if there are available lists of designated personnel, with their telephone numbers and addresses (in case they have to be summoned by vehicle)

Activation Sheets:

a.         An example of an activation sheet has been included. These are designed to support the individual undertaking the required tasks, should they not have had the opportunity to assimilate what is expected. Activation sheets  are also a useful checklist for all participants as it is easy to lose sight of aspects of what is required in a crisis.

It is also recommended that those not familiar with the Manual should read the relevant section as soon as time allows.

b.         There may of course be significant differences between the generic scenario around which planning takes place and a real crisis and officers actions may need to depart from those outlined. This aspect should be kept under active consideration and any actions which could require subsequent justification (for instance in the event of a Public Inquiry) should be brought to the attention of the MIM Team and the reasons for departing from the plan recorded.

c.         Accurate keeping of log sheets is essential for future de-briefing and accountability. It will not be possible to recall events in sequence after the incident. An example of a Log Sheet is appended (Annex 5)

ANNEX G5

Activation Sheet 

 

(Sample)  Officer responsible for Activation

IMMEDIATE TASKS

 

 

Key Tasks

Read through this Action sheet

If there are communication/transport problems consider using ‘taxis’ to carry messages or people

Proceed to HQ - or alternative – with Emergency Equipment Pack.

Record time of arrival at HQ and establish contact with Contact Officer at the Emergency Centre.

Contact Co-ordinator and officers designated with responsibility for resources and information. Relay information as recorded.

Assimilate information from the Contact Officer and initiate any action to deploy resources that cannot be delayed.

Once the MIM Team is assembled begin decision-making and deployment.

Inform family/significant others of nature and duration of your involvement.

Read the relevant section of the SSD Emergency Manual, when possible.

Plan for relief 2 hours before the end of agreed work period. Negotiate extension if necessary.

 

 

 

 

Summary:

The Officer responsible for activation is the officer contacted by the  contact officer (i.e. the duty manager who receives the information that an incident is in progress or imminent).

If the message is in the form of a ‘stand-by’ the officer responsible for activation proceeds to the HQ, - The contact officer goes to the local authority Emergency Centre, where s/he will remain in contact with the activating officer, so that information may be relayed as events unfold.

The activating officer triggers activation by calling out the Co-ordinator and the officers responsible for information and resources.

These officers then form the Major Incident Management Team at headquarters, reacting to information from the contact officer at the Emergency Centre.

Key Responsibilities:

to be continuously contactable throughout the duty period and in a position to take necessary action.;

to initiate the department’s Activation by contacting appropriate officers;

to take any initial steps necessary before assembly of the MIM Team;

to receive and act on information from the Contact Officer;

to undertake duties as a member of the MIM Team;

to undertake any other duties as determined by the MIM Team;

 

See also the priority tasks of the MIM Team in Section 5


ANNEX H5

SUGGESTED LOG SHEET

LOG SHEET

 

AUTHORITY_____________________________ DEPARTMENT__________________

Date

Time

Event

Action

Initials

 

 

 

 

 

 

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